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Series 87 Exam


Research Analyst (Regulations) Qualification
(RS) Part II

 
The Series 87 Exam Research Analyst is the "Regulations" portion of the Series 86/87 exam series. Passing this series of exams qualifies an individual to be a research analyst at NYSE and FINRA(NASD) member firms.

The Series 7 exam is a prerequisite to sit for this exam.

(Form U-4)   1.5 hour time limit $105.00 test fee

Series 87 Test Topics

Approximate Test Questions

Investment Banking / Securities Acts 25
NYSE / FINRA(NASD) / CBOE Rules 25

Total 50 questions

Note: The Series 86 (Analysis) portion of this series is a 100 point 4 hour exam covering: Information and Data Collection (10 questions) and Analysis, Modeling, and Valuation (90 questions). A candidate who has passed Level I and Level II of the Charter Financial Analyst (CFA) Exam may request an exemption from Part 1 (Series 86 - Analysis) of the Research Analyst Qualification Exam.

We do not have study materials for the Series 87 Exam.

 


The Complete List of Courses that SEP Offers:

 

Registered Representative Level

Registered Principal Level

 
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