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We are a consulting organization specializing in self-study test preparation for  FINRA, NASAA, and  NFA exams.

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Series 86 Exam

Research Analyst (Analysis) Qualification
(RS) Part I

 
The Series 86 Research Analyst exam is the "Analysis" (or Part 1) portion of the Series 86/87 exam series. Passing this series of exams qualifies an individual to be a research analyst at NYSE and FINRA(NASD) member firms. Anyone who meets the definition as a research analyst under FINRA(NASD) / NYSE rules must sit for this exam. A "research analyst" is essentially a person who is responsible for the preparation of the substance of the report and / or whose name appears on the research report.

The Series 7 exam (or the 17, 37, or 38 if the situation applies) is a prerequisite to sit for this exam.

(Form U-4) 4.0 hour time limit $150.00 test fee

Series 86 Test Topics

Approximate Test Questions
Analysis, Modeling, and Valuation 90
Information and Data Collection 10

Total 100 questions

A candidate who has passed Level I and Level II of the Charter Financial Analyst (CFA) Exam may request an exemption from the Series 86 Exam.

We do not have study materials for the Series 86 Exam.

 
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Securities Exam Preparation, Inc., established in 1972, is a consulting organization specializing in
self-study test preparation for  FINRA, NASAA, and  NFA exams -- and in registration services for
Investment Advisers, Broker Dealers, Commodity Trading Advisers, and Introducing Brokers.

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