Mutual Funds and Variable Annuities
The Series 6 exam is a FINRA(NASD) exam which is required for people who will only
offer investment company products such as mutual funds, closed-end funds, and
for those who will sell variable annuity contracts.
No prerequisite exam. $75.00 test fee (Form U-4) 2.25 hour time limit
Series 6 Test Topics
|
Approximate Test
Questions
|
|
Securities Markets, Investment Securities & Economic Factors |
8 |
|
Securities & Tax Regulations |
23 |
|
Marketing, Prospecting & Sales Presentations |
18 |
|
Investment Company Securities & Variable Contracts |
26 |
|
Opening & Servicing Customer Accounts |
12 |
|
|
Total 100
questions |
Visit our site to order
Series 6 exam
study materials, such as, study texts, CD-ROMs, Quick 6 Summary Booklet, and
audio tapes. Because the exam is periodically updated, you should take your
Series 6 exam within 120 days of ordering your study materials. A video
program for the Series 6 is also available.
Securities Exam Preparation, Inc. is a consulting
organization specializing in self-study programs for FINRA(NASD) test preparation
-- and in coordinating registration services for Investment Advisors, Broker
Dealers, Commodity Trading Advisers, and Introducing Brokers.
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