Limited Futures Exam - United Kingdom
The Series 32 exam focuses on the U.S. regulatory
requirements and is, essentially, Part II Rules and Regulations of the
Series 3 exam. The five major categories to the Series 32 exam are: General
Topics, FCM/IB Regulations, CPO/CTA Subjects, Arbitration Procedures, and
NFA Disciplinary Procedures.
The Series 32 exam has 35 true and false questions with 70%
required to pass.
$60.00 test fee (Application Form U-10) 45 minute time limit
The National Futures Association has amended Registration
Rule 401 to allow a General Representative or a Futures and Options
Representative, who has taken and passed the exams of the Securities and
Futures Authority in the United Kingdom, to meet NFA requirements by passing
a shortened version of the U.S. commodity futures exam, i.e., the Series 32
exam.
Securities Exam Preparation, Inc. is a consulting
organization specializing in self-study programs for FINRA(NASD) test preparation
-- and in coordinating registration services for Investment Advisors, Broker
Dealers, Commodity Trading Advisors, and Introducing Brokers.
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