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Securities Exam Preparation, Inc., established in 1972

Publishing and Professional Information Services

We are a consulting organization specializing in self-study test preparation for FINRA, NASAA, and  NFA exams.

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Series 32 Exam


Limited Futures Exam - United Kingdom

The Series 32 exam focuses on the U.S. regulatory requirements and is, essentially, Part II Rules and Regulations of the Series 3 exam. The five major categories to the Series 32 exam are: General Topics, FCM/IB Regulations, CPO/CTA Subjects, Arbitration Procedures, and NFA Disciplinary Procedures.

The Series 32 exam has 35 true and false questions with 70% required to pass.

$60.00 test fee (Application Form U-10) 45 minute time limit

The National Futures Association has amended Registration Rule 401 to allow a General Representative or a Futures and Options Representative, who has taken and passed the exams of the Securities and Futures Authority in the United Kingdom, to meet NFA requirements by passing a shortened version of the U.S. commodity futures exam, i.e., the Series 32 exam.

Securities Exam Preparation, Inc. is a consulting organization specializing in self-study programs for FINRA(NASD) test preparation -- and in coordinating registration services for Investment Advisors, Broker Dealers, Commodity Trading Advisers, and Introducing Brokers.

 
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