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Securities Exam Preparation, Inc., established in 1972

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We are a consulting organization specializing in self-study test preparation for FINRA, NASAA, and  NFA exams.

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Series 26 Exam

Investment Company and Variable Contracts Products Registered Principal


The Series 26 exam is a limited principal registration for those who will manage or supervise representatives whose activities are limited to the offer, sale, or purchase of mutual funds, closed end funds, or the sale of variable annuity contracts.

The prerequisite for the Series 26 exam is having passed either the Series 7 or the Series 6 exam. Study materials include a manual and CD Rom of practice questions.

$75.00 test fee (Form U-4) 2.5 hour time limit

The Series 26 exam covers the following topics:
 

Series 26 Test Topics
 

Approximate Test Questions
Hiring and Qualifications 11
Training of Representatives 19
Supervision 24
Sales Practices 32
Business Processing and Recordkeeping Rules 24

Total 110 questions

Securities Exam Preparation, Inc. is a consulting organization specializing in self-study programs for FINRA(NASD) test preparation -- and in coordinating registration services for Investment Advisors, Broker Dealers, Commodity Trading Advisers, and Introducing Brokers.
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Securities Exam Preparation, Inc., established in 1972, is a consulting organization specializing in
self-study test preparation for  FINRA, NASAA, and  NFA exams -- and in registration services for
Investment Advisers, Broker Dealers, Commodity Trading Advisers, and Introducing Brokers.

(800) 648-7277 (Pacific Time Zone)

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