Securities Exam Preparation, Inc., established in 1972

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We are a consulting organization specializing in self-study test preparation for  FINRA, NASAA, and 
futures industry exams.

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Series 24 Exam

General Securities Registered Principal)

The Series 24 Exam (General Securities Registered Principal) is a FINRA (NASD) exam. The Series 24 exam is 3 1/2 hours long and has 150 test questions. 70% of the total is passing. The FINRA (NASD) fee for sitting for the Series 24 exam is $115.00.

The Series 24 exam is required by FINRA (NASD) for any person who manages or supervises representatives in investment banking, training, solicitation, as well as the general conduct of business operations.

The Series 24 exam prerequisite is having passed either the Series #7 (General Securities Registered Representative) exam or the Series # 62 (Corporate Securities Limited Representative) exam.

The Series 24 exam covers the following topics:

Series 24 Test Topics

Approximate Test Questions

Supervision of Investment Banking 23
Supervision of Trading and Market Making 39
Supervision of Brokerage Office Operations 34
Sales Supervision; Employees; Regulatory Framework of FINRA 38
Compliance and Financial Responsibility 16

Total 150 questions

Visit our site to order Series 24 exam study materials such as, a study text and a CD ROM . Included with the # 24 study text is a Quick 24 Summary Booklet of key topics. The FINRA(NASD) Series 24 exam is continually being updated. You should take your exam within 120 days of ordering your study materials!

Securities Exam Preparation, Inc. is a consulting organization specializing in self-study programs for FINRA(NASD) test preparation -- and in coordinating registration services for Investment Advisors, Broker Dealers, Commodity Trading Advisors, and Introducing Brokers.

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