General Securities Registered Principal)
The Series 24 Exam (General Securities Registered Principal)
is a FINRA (NASD) exam.
The Series 24 exam is 3 1/2 hours long and has 150 test questions. 70% of the
total is passing. The FINRA (NASD) fee for sitting for the Series 24 exam is $95.00.
The Series 24 exam is required by FINRA (NASD) for any person who manages or
supervises representatives in investment banking, training, solicitation, as
well as the general conduct of business operations.
The Series 24 exam prerequisite is having passed either the
Series #7
(General Securities Registered Representative) exam or the
Series # 62
(Corporate Securities Limited Representative) exam.
The Series 24 exam covers the following topics:
Series 24 Test Topics
|
Approximate Test
Questions
|
|
Supervision of Investment Banking |
23 |
|
Supervision of Trading and Market Making |
39 |
|
Supervision of Brokerage Office Operations |
34 |
|
Sales Supervision; Employees; Regulatory Framework of FINRA(NASD) |
38 |
|
Compliance and Financial Responsibility |
16 |
|
|
Total 150
questions |
Visit our site to order Series 24 exam study materials such
as, a study text and a CD ROM . Included with the #
24 study text is a Quick 24 Summary Booklet of key topics. The FINRA(NASD) Series
24 exam is continually being updated. You should take your exam within 120
days of ordering your study materials!
Securities Exam Preparation, Inc. is a consulting
organization specializing in self-study programs for FINRA(NASD) test preparation
-- and in coordinating registration services for Investment Advisors, Broker
Dealers, Commodity Trading Advisers, and Introducing Brokers.
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