General Securities Registered Representative
The Series 7 exam is a NYSE test accepted by FINRA(NASD) for anyone employed by a
broker/dealer who will trade all types of securities. The Series 7 exam
essentially covers the Series #6, #22, #42, #52, and the
#62 exams. Visit our
site to order Series 7 exam study materials including a 5-volume study program,
Quick 7 summary booklet, and computer CD ROM of practice questions. Web
delivery is also available.250 Questions / 6 Hour Time Limit
(Given in two three-hour sessions of 125 questions each)
No prerequisite exam. $250.00 test fee (Application Form U-4)
There are no educational or citizenship requirements as a prerequisite to
sitting for the Series 7 exam. You must, however, be sponsored by a FINRA(NASD) member
firm or, sometimes, a State regulatory agency.
Series 7 Test Topics
|
Approximate Test
Questions
|
|
Equity Securities |
10 |
|
Debt Securities |
60 |
|
Options |
40 |
|
Trading Markets |
20 |
|
Customer Accounts |
20 |
|
New Issues |
15 |
|
Investment Companies |
25 |
|
Taxes |
20 |
|
Regulations |
25 |
|
Analysis |
15 |
|
|
Total 250
questions |
Securities Exam Preparation, Inc. is a consulting organization specializing
in self-study programs for FINRA(NASD) test preparation -- and in coordinating
registration services for Investment Advisors, Broker Dealers, Commodity Trading
Advisers, and Introducing Brokers.
Click Here to Order Series 7 Products
|
