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Series 82 Exam Private Securities Offerings

Limited Representative-Private Securities Offerings Qualification Exam

The FINRA Series 82 Limited Representative-Private Securities Offerings Qualification Exam is used to qualify individuals to be a registered representative and effect sales of private securities offerings as part of a primary offering.

Accordingly, Series 82 representatives will not be permitted to engage in secondary market trading of private placement securities or to make sales of municipal or government securities, or equity interests in, or the debt of, direct participation programs (DPP securities).

No prerequisite $80 test fee (Form U-4) 2 1/2 hour time limit

The Series 82 Private Securities Offerings exam covers the following topics:

Test Topics Approximate
Test Questions
Characteristics of Corporate Securities
13
Regulation of the Market for Registered and Unregistered Securities
45
Analyzing Corporate Securities and Investment Planning
16
Handling Customer Accounts and Industry Regulations
26
Total Questions
100

 


Series 82 Exam Study Text

Study Text
$125.00

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The Series 82 study program is 200+ pages and is divided into the 4 broad categories of the exam. Chapter quizzes focus on key topics.

Four simulated final exams with detailed explanations complete the program.

Over 600 questions in total!

 
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