Securities Exam Preparation, Inc., established in 1972

Publishing and Professional Information Services

We are a consulting organization specializing in
self-study test preparation for FINRA, NASAA, and
futures industry exams.

 

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SERIES 7 EXAM PRODUCTS

Note: All FINRA (NASD) exams are continually being updated.
You should take your exam within 120 days of ordering your study materials!


Series 7 Exam  General Securities Registered Representative

The Series 7 exam is a New York Stock Exchange (NYSE) generated exam -- accepted by FINRA (NASD) -- for anyone employed by a broker/dealer who will trade all types of securities. This is the most comprehensive of the registered representative exams. 

The Series 7 license essentially covers the #6, #22, #42, #52, and the #62 exams. For example, if you pass the Series 7 test you do not need to sit for the Series 6 to sell mutual funds, or the Series 22 to sell limited partnerships, etc.

250 Questions / 6 Hour Time Limit
(Given in two three-hour sessions of 125 questions each)

No prerequisite    $265 test fee    (Form U-4)

 Test Topics

Approximate
Test Questions

Equity Securities  10
Debt Securities 60
Options 40
Trading Markets 20
Customer Accounts 20
New Issues 15
Investment Companies 25
Taxes 20
Regulations 25
Analysis 15

Total 250 questions

 


Series 7 Exam Study Text

STUDY TEXT
$225.00



 


The ten-chapter program comes in two 8 1/2" x 11" Volumes that thoroughly discuss the topics you will encounter on the Series #7 exam.

CLEAR DESCRIPTIONS AND GREAT ILLUSTRATIONS!

Short/concise practice quizzes are strategically interspersed within each chapter -- which lets you start-and-stop whenever you want on a conceptual test topic!

THE TWO-VOLUME STUDY PROGRAM IS ACCOMPANIED BY:

CHAPTER EXAMS BOOKLET and FINAL EXAMS BOOKLET

  • The Chapter Exams provide additional tougher questions than in the Two Study Volumes to force you to know the subject area.

  • The Final Exams are additional exams -- and the toughest yet -- and are weighted in the same manner as the actual exam.  

  • All questions have a complete rationale -- that is, what is the preferred answer and why the others don't fit. The only #7 prep materials designed this way!
     

SECURITIES GLOSSARY

  • A thorough dictionary of securities terms

The 1,000+ page program is CURRENT, COMPREHENSIVE, and packed with over 3,000 simulated exam-tough questions with fully expanded answers! - What’s right, what’s wrong, and why!

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Series 7 Exam CD  

WINDOWS®
TEST QUESTIONS
CD
$150.00




CD is Windows Only!

 

 

 

The Windows CD:
  • Includes a data bank of 7,000+ exam-type questions and full explanations -- They are exam-tough!

Here's a recap:

  • 50 Quizzes - 5 for each of the 10 major sections on the Series 7 exam
  • 5 Mid-Terms, covering Equities, Debt, Options and Trading Markets
  • 5 Municipal exams drawn from material on Debt, Trading markets, New Issues, Taxes and Regulations
  • 5 Finals, showing the proper weighting of questions from each subject area
  • 1300+ hyperlinked Glossary terms
  • 7 Secrets - Tips for Passing the Exam!

No two tests in the data bank are the same - the depth of the data bank ensures that each question is unique. These questions give you an accurate measure of your likelihood of passing the exam -- these disks are a great supplement to any study materials that you may have!!

 

WHAT YOU NEED

  • 7 MB of hard disk space

  • Windows Only

WHAT YOU DO

  • The prep CD is used after you have completed your self-study program

  • The CD has exams by category that are simulated to reflect the difficulty of the actual exam

  • Scores are kept on your tests exams -- and missed questions bounce back at you so you can review them -- insuring your understanding!

  • Take the quizzes until you get a 70-80% accuracy and THEN take the final exams

  • Once you get 80 %+ on the finals -- your actual #7 exam will be a SLAM DUNK!

  • Once you get 90%'s on the finals -- your actual exam will be a SLAM DUNK

On this single-user system you can take the quizzes as many times as you like, but the CD expires after a certain time-period from the date of purchase -- you should take the Series 7 exam within 120 days of buying the CD.


Save $65
Study Text
and Test Questions
CD

 $310.00 

 
CD is Windows Only!

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Quick 7 General Securities Representative Quick Review Booklet

 

QUICK 7 REVIEW BOOKLET
$50.00



This is a comprehensive pocket-book guide to the NYSE General Securities Registered Representative Series 7 exam.

This 4 ½" x 11" x 1" thick (300 page) spiral bound booklet...

  • compresses the information included in the full 1000+ page Series #7 Study Program into an outlined summarized booklet.
  • uses bullets, arrows, and dashes to itemize key test items in topic outline form.
  • includes a detailed index lets you thumb quickly to key topics! Nice.

THIS IS A MUST BOOKLET TO HAVE -- 
NO MATTER WHOSE STUDY TEXT YOU’VE USED!

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Smart 7 on the web


Smart 7
on the web
$150.00


 

Windows Only!

After your order is processed you’ll be contacted at your email address for downloading and authorization instructions.

No Books! No Shipping. 

This internet delivered Series 7 exam study program eliminates books and has all material on the web!

The program is divided into the same ten  “Chapters” as our Series 7 text and includes an on-line textbook that leads you through every topic – testing you on each major point.

It’s design has been field tested on thousands of students over the past 3 years and tailors the learning to your abilities!

It’s a dynamic program – it modifies your leaning sequence based on your strengths and weaknesses. If you’re having difficulty with a concept -- you’re presented with the information in a variety of reinforcing methods until you master it! On points that you understand you’ll quickly move through a topic –- Nice!

The material covers over 1800 concepts arranged within the 10 major areas of the Series 7 exam. The practice questions clearly explain which answer is correct -- and why the others are wrong for the more complex concepts.

The program has:

  • Mastery Exams that include:

    • Quizzes that test each of the 10 major areas

    • Mid-term exams covering Equities, Debt, Options, and Trading Markets

    • Final exams covering all 10 areas and weighted to reflect the actual nature of the Series 7 exam

  • A Quick 7 Summary – that’s an easy-to-read condensation of the most important topics tested on the Series 7

  • Detailed feedback on areas that need additional study

  • Full text search capability through the Glossary and Quick 7 Summary

  • 7 Secrets – tips for passing the exam!

You need Microsoft Windows® with Internet Explorer (version 5.02 or newer) only.

Note:
The content for the Series 7 is constantly updated. Changes are added to the material as they become available.

The license to use the Smart 7 expires one year after the purchase date. In addition, if the account does not show any activity for 60 days, the account will be made inactive. Should this happen, an individual account will be reactivated upon request any time during the one year license. Requests for reactivation should be sent to: support@passperfect.com. You must reference your order number, date of order, full name, and email address when contacting support.

It’s suggested that this study approach is best used if you’re going to sit for the Series 7 exam within the next 6 months!  


Save $50
Smart 7 on the Web + Books + Quick 7
$375.00


Windows Only!

In addition to the total program on the web, you can add the hard copy study books and the Quick 7 summary booklet  -- this is a nice combination!

 




Be sure to check out our other products:
 

 

Securities Exam Preparation, Inc., is a consulting organization specializing in self-study test preparation for for FINRA and  Series 7, Series 24, Series 27, and Series 53 exams -- and in registration services for Investment Advisers, Broker Dealers, Commodity Trading Advisers, and Introducing Brokers.   Assistance is also provided for registration of ForEx (foreign exchange) merchants and IBs.

 

 

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