Securities Exam Preparation, Inc., established in 1972

Publishing and Professional Information Services

We are a consulting organization specializing in
self-study test preparation for FINRA, NASAA, and
futures industry exams.

Check Out/View Cart


Note: All FINRA (NASD) exams are continually being updated.
You should take your exam within 120 days of ordering your study materials!

Series 66 Exam | Uniform Combined Registered Investment Advisor - State Laws

The Series 66 test consists of questions covering the Series 63 exam and a portion of the Series 65 exam that is not redundant to the Series 7 test. The Series 66 license is only valid with the Series 7 exam. Even though the test is essentially two areas, a passing score of 75% based on the total number of questions is required.

"Co-requisite" exam Series 7

$145 test fee   (Form U-10)   2.5 hour time limit

 Test Topics

Approximate Test Questions

Portfolio/Financial Analysis & Management 20
Investment Vehicles 15
Financial Profile, Retirement & Educational Savings Plans 15
Federal Laws and SEC Releases 20
Uniform Securities Act (Blue Sky Laws) 30
Total 100 questions


Series 66 Exam Study Text

Series 63 Book



add to cart

The Series 66  perfect-bound two-volume 600+ page program is designed by a CPA for easy reading and is strategically divided into the major categories of the exam.

  • Frequent quizzes are spaced after key concepts that you must know
  • A separate book of 10 Final Exams  (that are as tough as the real exam) will make sure there are no surprises.
  • All questions have thorough explanations...
    what’s right, what’s wrong, and why.
  • The program, written and designed by a CPA, provides an effective and concise study program for the self-study student. Over 1,100 questions in total!

Check Out/View Cart

Series 66 Exam CD 

Series 66
Windows CD



Windows Only!


The CD contains 30 quizzes (5 each for the six major topics), 5 state law "mid-term exams" and TEN 100 point final exams properly weighted with complete explanations. It's a great supplement to any study program you have!!  

On this single-user system you can take the quizzes as many times as you like, but the CD expires after a certain time-period from the date of purchase -- you should take the #66 exam within 120 days of buying the CD.

Windows only.

red starSave $75

Study Text
and CD


 Series 66 Study Text and CD 

CD is Windows Only!


Check Out/View Cart

Smart 66 on the Web

Smart 66
 on the Web


Your order is processed manually during regular business hours and download instructions will be sent to your email address.

No Books! No Shipping. 

This program is divided into the same "Chapters" as our Series 66 text and includes an online textbook that leads you through every topic, testing you on each major point. The program dynamically modifies your learning sequence, based on your strengths and weaknesses. If you are having difficulty with a major concept, you're presented with the information in a variety of reinforcing methods until you master the topic. If you're not having problems you move rapidly through the program!

The learning material covers over 400 concepts, arranged within the 5 major areas tested on the Series 66 exam. Each concept includes:

  • Practice questions with detailed explanations that not only explain which answer is correct, but --for the more complex concepts-- also explain why the other answers are wrong for the more complex concepts
  • A Quick 66 summary - an easy-to-read condensation of the most important points tested
Other key features are:
  • Mastery exams
    • Quizzes that test each of the 6 major areas
    • State Law Midterms, covering Registration & Licensing, Securities Registration, Business Practices, and Administrative Procedures
    • Finals, covering State Law Midterms plus Federal Securities Acts and Investment Analysis
    • Tests are weighted in the same manner as the material in the actual exam.
  • Detailed feedback on areas needing additional study
  • Full text search capabilities through the Glossary and Quick 66
  • About the Test - tips for passing the exam

System requirements:

  • Browser on Windows or Mac OS and use:
    • Internet Explorer (version 6 or better, only on Windows) or
    • Google Chrome or
    • Safari or
    • Firefox (version 3.6 or better)

The content for Smart 66 is constantly updated. Changes are added to the material as they become available. The license to use Smart 66 expires one year after purchase date. In addition, if an account does not show any activity for 60 days, your account will be made inactive. Should this happen, the account will be reactivated upon request any time during the one year license. Requests for reactivation should be sent to Please reference your order number, date of order, full name and email address when contacting support.


Check Out/View Cart

best buy
red star Save $50 red star

Smart 66 on the Web + Book + Quick 66

In addition to the total program on the web, you can add the hard copy Series 66 exam study books and the Quick 66!   

This is a great combination!


add to cart

After your order is processed you’ll be contacted at your email address for downloading and authorization instructions
Check Out/View Cart

Be sure to check out our other products: