Securities Exam Preparation, Inc., established in 1972

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We are a consulting organization specializing in self-study test preparation for FINRA, NASAA, and NFA exams.

 

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SERIES 66 EXAM PRODUCTS

Note: All FINRA (NASD) exams are continually being updated.
You should take your exam within 120 days of ordering your study materials!


Series 66 Exam  Uniform Combined Registered Investment Adviser - State Laws

The Series 66 test consists of questions covering the Series 63 exam and a portion of the Series 65 exam that is not redundant to the Series 7 test. The Series 66 license is only valid with the Series 7 exam. Even though the test is essentially two areas, a passing score of 71% based on the total number of questions is required.

"Co-requisite" exam Series 7

$113 test fee   (Form U-10)   2.5 hour time limit

 Test Topics

Approximate Test Questions

Investment Analysis, Recommendations and Strategies:
Quantitative methods, investment performance, client's financial profile, retirement plans, types of risk, and portfolio strategies.
20
Ethics and Legal Guidelines:
State securities laws, federal laws, and ethics
80

Total 100 questions



Series 66 Exam Study Text

 

STUDY TEXT
$135.00

 

The Series 66  perfect-bound two-volume 600+ page program is designed by a CPA for easy reading and is strategically divided into the major categories of the exam.

  • Frequent quizzes are spaced after key concepts that you must know

  • A separate book of 13 Final Exams  (that are as tough as the real exam) will make sure there are no surprises.

  • All questions have thorough explanations...
    what’s right, what’s wrong, and why.

  • The program, written and designed by a CPA, provides an effective and concise study program for the self-study student. Over 1500 questions in total!

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Series 66 Exam CD-ROM  

WINDOWS
CD ROM
$125.00


The CD contains 30 quizzes (5 each for the six major topics), 5 state law "mid-term exams" and TEN 100 point final exams properly weighted with complete explanations. It's a great supplement to any study program you have!!  

On this single-user system you can take the quizzes as many times as you like, but the CD expires after a certain time-period from the date of purchase -- you should take the #66 exam within 120 days of buying the CD.

Windows95 or higher.


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Save $60
Series 66 Study Text and CD Rom

Study Text
and CD Rom
$200.00


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Quick 66 Summary Booklet


Quick 66
Summary
Booklet
$35.00


The Quick 66 guide compresses the information in the full 600 page Series 66 exam study program into a 50 page summarized review of the most important points!  NICE !

The topics covered include:

  • Uniform Securities Act

  • Securities Registration and Exemptions

  • Business Practices

  • Administrative Procedures

  • Federal Securities Acts

  • Financial Profile of a Client

The Quick 66 booklet is a summary of key points and not a substitute for the regular study program!

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Smart 66 on the Web

Smart 66
on the Web
$125.00


This program is divided into the same "Chapters" as our Series 66 text and includes an online textbook that leads you through every topic, testing you on each major point.

The program dynamically modifies your learning sequence, based on your strengths and weaknesses. If you are having difficulty with a major concept, you're presented with the information in a variety of reinforcing methods until you master the topic. If you're not having problems you move rapidly through the program!

The learning material covers over 400 concepts, arranged within the 6 major areas tested on the Series 66 exam.

Each concept includes:

  • Practice questions with detailed explanations that not only explain which answer is correct, but --for the more complex concepts-- also explain why the other answers are wrong for the more complex concepts

  • A Quick 66 summary - an easy-to-read condensation of the most important points tested

Other key features are:

  • Mastery exams

    • Quizzes that test each of the 6 major areas

    • State Law Midterms, covering Registration & Licensing, Securities Registration, Business Practices, and Administrative Procedures

    • Finals, covering State Law Midterms plus Federal Securities Acts and Investment Analysis

    • Tests are weighted in the same manner as the material in the actual exam.

  • Detailed feedback on areas needing additional study

  • Full text search capabilities through the Glossary and Quick 66

  • About the Test - tips for passing the exam

System requirements:

  • Microsoft Windows with Internet Explorer (version 5.02 or better)

The content for Smart 66 is constantly updated. Changes are added to the material as they become available.

The license to use Smart 66 expires one year after purchase date. In addition, if an account does not show any activity for 60 days, your account will be made inactive. Should this happen, the account will be reactivated upon request any time during the one year license. Requests for reactivation should be sent to support@passperfect.com. Please reference your order number, date of order, full name and email address when contacting support.

Save $95
Smart 66 on the Web

Smart 66 on the Web + Books + Quick 66
$200.00


 

In addition to the total program on the web, you can add the hard copy Series 66 exam study books and the Quick 66!   

This is a great combination!



Be sure to check out our other products:

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