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Note: All FINRA (NASD) exams are continually being updated.
You should take your exam within 120 days of ordering your study materials!

Series 53 Exam | Municipal Securities Principal

The Series 53 test is a limited principal exam required by the MSRB for any person who manages representatives who handle municipal securities only.

Prerequisite # 52 or #7 $165 test fee (Form U-4) 3 hour time limit

 Test Topics in the Study Manual

Approximate Test Questions

Sales Supervision 25
Customer Accounts 30
Uniform Practice 5
Trading 10
New Issues 20
Other Rules 10
Total 100 questions


Series 53 Exam Study Text

Series 53 Study Text


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The Series 53 exam text is an 8 1/2" x 11" perfect-bound review program contains 250+ pages divided into the 6 key areas of the exam.

Quizzes at the end of each section build your confidence and SIX Final Exams will polish your likelihood of passing. Over 700 questions in total.
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Series 53 CD  

Series 53
Windows CD



Windows Only!

The Series 53 CD contains the same final exams as in the book -- with complete explanations.   For those that like taking practice tests on the computer it's a great addition  --  for those who have another study book it's a great supplement!!

On this single-user system you can take the quizzes as many times as you like, but the CD expires after a certain time-period from the date of purchase -- you should take the #53 exam within 120 days of buying the CD.

Windows format only.

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Series 53 Exam Study Text & CD


CD is Windows Only!


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