Securities Exam Preparation, Inc., established in 1972

Publishing and Professional Information Services

We are a consulting organization specializing in
self-study test preparation for FINRA, NASAA, and
futures industry exams.
 
Check Out/View Cart

SERIES 4 EXAM PRODUCTS

Note: All FINRA (NASD) exams are continually being updated.
You should take your exam within 120 days of ordering your study materials!

Series 4 Exam | Registered Options Principal

The options exchanges, NYSE and FINRA (NASD) require the Series 4 test for people who will supervise the day-to-day activities of representatives who conduct business for the public in the options markets.

Series 7, 42 or 62 is a prerequisite.   $90 test fee

(Form U-4) 3 hour time limit

 Test Topics

Approximate Test Questions
Option Strategies 30
Customer Accounts 60
Contract Characteristics 10
Business Conduct 25

Total 125 questions

Series 4 Exam Study Text

series 4 book

 

STUDY TEXT
$225.00

add to cart

Securities Exam's  8 1/2" by 11" Series 4 exam program comes in a 3-ring binder for ease of study. The 400+ plus page program relies heavily on graphics to communicate complex option strategies. This is the easiest and most effective way to learn options. The study program is divided into the eight major categories of the exam.

Short quizzes are interspersed throughout the chapters allow you to start and stop on key concepts. All questions have thorough explanations.

Six "exam-tough" final exams will make sure there are no surprises. Over 1,000 questions in total!

Check Out/View Cart

Series 4 CD of Final Exams 

Series 4 CD
of Final Exams
$135.00

add_to_cart.gif

Windows Only!

The Series 4 CD Rom includes:

  • SIX FINAL EXAMS. 600+ exam-type questions and fully-explained answers provide fast and thorough review of major test topics
  • Gives you an accurate measure of your likelihood of passing the exam.
  • Provides a competitive edge by simulating your Pearson VUE exam -- these questions supplement any study materials you may have!!

On this single-user system you can take the quizzes as many times as you like, but the CD expires after a certain time-period from the date of purchase -- you should take the Series 4 exam within 120 days of buying the CD.

Check Out/View Cart

best buy
red star Save $60 red star

Series 4 Study Text AND CD of Final Exams
$300.00

add_to_cart.gif

CD is Windows Only!

 

Be sure to check out our other products:
2
logo

logo

1
Home | Study Programs | Consulting Services | Professional Designations | Insurance Pre-Study | Insurance Continuing Education
How Do I? | Test Locations, Links & Jobs | Contact Us
Securities Exam Preparation, Inc., established in 1972, is a consulting organization specializing in
self-study test preparation for  FINRA, NASAA, and futures industry exams -- and in registration services for
Investment Advisors, Broker Dealers, Commodity Trading Advisors, and Introducing Brokers.

Copyright © 1997 Securities Exam Preparation, Inc. All rights reserved.