Securities Exam Preparation, Inc., established in 1972

Publishing and Professional Information Services

We are a consulting organization specializing in self-study test preparation for FINRA, NASAA, and NFA exams.

 

Check Out/View Cart

 

SERIES 34 EXAM PRODUCTS

Note: All FINRA (NASD) exams are continually being updated.
You should take your exam within 120 days of ordering your study materials!

 

Series 34 Exam Retail Off-Exchange Forex Examination

The Series 34 exam is required for those individuals who work with retail customers in off-exchange forex business. The registrants, or "APs" (associated persons), will be referred to as "forex individuals" or "forex APs".

Any AP that was registered with the NFA as of May 22, 2008 with the Series 3 exam will be "grandfathered" or exempted from sitting for the Series 34 exam.

Any new registrant will be required to sit for the Series 3 exam and the Series 34 exam.

Prerequisite is the Series 3 exam. $70.00 test fee. (Form U-10) 60 minute time limit.

Test Topics:


Definitions and Terminology
Forex Trading Calculations
Risks Associated with Forex Trading
Forex Market - Concepts, Theories, Economic
   Factors and Indicators, Participants
Forex Regulatory Requirements

___________________
Total Questions      40



Series 34 Exam Study Text

 

STUDY TEXT
$75.00

Available
Jan. 15, 2009


Series 34 Study Text

 

 

 

 

 

Check Out/View Cart


Series 3 Text and Series 34 Text Combined

3 Study Text
&
34 STUDY TEXT
$200.00

Available
Jan. 15, 2009

 

 

 


Series 3 Text With CD and Series 34 Text Combined

3 Study Text
with CD
&
34 STUDY TEXT
$290.00

Available
Jan. 15, 2009

   

 

 

Be sure to check out our other products:

Securities Exam Preparation, Inc., is a consulting organization specializing in self-study test preparation for for FINRA and  Series 3, Series 30, Series 31, and Series 32 NFA exams -- and in registration services for Investment Advisers, Broker Dealers, Commodity Trading Advisers, and Introducing Brokers.   Assistance is also provided for registration of ForEx (foreign exchange) merchants and IBs.