Series 32 Exam Futures Registration - United
Kingdom
The National Futures Association has amended Registration Rule 401 to allow a
General Representative or a Futures and Options Representative, who has taken
and passed the exams of the Securities and Futures Authority in the United
Kingdom, to meet NFA requirements by passing a shortened version of the U.S.
commodity futures exam, that is, the Series 32 exam.
The Series 32 exam focuses on the U.S. regulatory requirements and is, essentially, Part II Rules and Regulations of the
Series #3 exam. The five major categories to the test are: General Topics, FCM/IB Regulations, CPO/CTA Subjects, Arbitration Procedures, and NFA Disciplinary Procedures.
The Series 32 exam is 35 true and false questions with 70% required to pass.
$70.00 test fee (Form U-10) 45 minute time limit
Series 32 Exam Study Text
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STUDY TEXT
$50.00
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This 80 page booklet includes the applicable NFA Rules for reference and test questions and explanations. The booklet is comprised of questions and explanations divided into the 5 sections on the exam
plus 4 Final Exams. By answering the questions and reading the explanations you will be more than prepared to pass the Series 32 Exam.
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Be sure to check out our other products:
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Securities Exam Preparation, Inc., is a consulting organization
specializing in self-study test preparation for for FINRA and Series 3,
Series 30 and Series 31 exams -- and in registration services
for Investment Advisers, Broker Dealers, Commodity Trading Advisers, and
Introducing Brokers. Assistance is also provided for registration of ForEx
(foreign exchange) merchants and IBs.
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