Series 31 Exam | Futures Managed Funds
The Series 31 test is required for those who wish to receive trailing commissions on commodity limited partnerships, commodity pools, or managed accounts guided by Commodity Trading Advisors. The Series 31 license is also meant for those supervising these same limited activities. Individuals who take this exam in lieu of the Series #3 cannot open individual futures trading accounts. Prerequisite is a FINRA registration, usually the Series 7 exam.
$70.00 test fee (Form U-4) 1 hour time limit
Test Topics
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Approximate Test Questions |
| General Market Knowledge |
12 |
| CTA/CPO Regulations |
5 |
| Know Your Customer |
2 |
| Promotional Material |
2 |
| Regulations |
9 |
| CTA/CPO Disclosure |
8 |
| Upfront Fees |
7 |
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Total 45 questions |
Series 31 Exam Study Text |
STUDY TEXT
$50.00
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The Series 31 75+ page, specially-designed study program is designed to allow you to learn quickly and efficiently. The program is up-to-date, comprehensive, and written in an easy-to-understand style. The text is grouped into the same sections as the exam to give you a feeling as to the weighting of the topics on the test.
The text includes end-of-section quizzes and practice final exams. All questions have complete explanations. |
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Series 31 Exam CD |
WINDOWS
CD of Test Questions
$50.00
CD is Windows Only! |
The Series 31 CD* contains 90+ chapter questions and two final exams with expanded explanations. A great supplement to this or any study program!
On this single-user system you can take the quizzes up to ten times each; to maintain fresh test content, the CD expires after a certain time-period from the date of purchase -- you should take the #31 exam within 120 days of buying the CD.
Windows only. |
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$5
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Study Text and CD
$95.00
CD is Windows Only!
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