Series 3 Exam Study
Text
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STUDY TEXT
$155.00


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The 200+ page, 3-ring binder
study program is designed to allow
you to learn at your own pace and
convenience. The Series 3 text is divided
into the same categories as the exam
-- this gives you a feeling as to
the weighting of the topics on the
exam.
The Series 3 study program includes
end-of-category quizzes of 25 to 40
questions and two 125-point practice
final exams. One final exam is
random but properly weighted and the
other is divided into how the test
is graded – Market Knowledge and
Rules/Regulations --
no other study
program is constructed this way!
All
questions have complete
explanations.
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Series 3 Exam Computer CD-ROM
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WINDOWS CD
ROM
$100.00

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THE
CD-ROM:
- Is a supplement to any
Series 3 futures study book
- Includes 800+ exam-type
questions with explanations -
these are tough!!
- Provides fast and thorough
review of major test topics by
category
- Gives you an accurate
measure of your likelihood of
passing the exam.
- Simulates the actual exam
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-- These
questions are HOT!!! ... and
they are a supplement to
any
study books you may have!
WHAT YOU NEED
-
Windows95 or higher
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a 486 or higher machine
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8 MB RAM
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Free hard disk space of 5MB.
WHAT YOU DO
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The disk is menu
driven -- so just highlight the
topic you want to review and hit
the Enter key -- the directions
are on the screen!
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Each of the TEN SECTIONS has 3 to 8 practice
quizzes of 10 to 25 questions.
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These groups are the same as the ten sections on
your actual #3 exam -- that way
you’ll make sure you are strong
in each practice area!!
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The computer
keeps track of your score and
bounces explanations to
questions back to you-- this
insures that you don't skip an
important topic
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Take the quizzes
until you get an 80-90% accuracy
-- and then take the final exams
Once you get 90%'s
on the finals -- your actual exam
will be a SLAM DUNK
On this single-user
system you can take the quizzes up
to ten times each; to maintain fresh
test content, the CD expires after a
certain time-period from the date of
purchase -- you should take the #3
exam within 120 days of buying the
CD.
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"Blue
Book" of Final Exams - Series 3
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BLUE BOOK OF FINALS
$100.00

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This special
comb-bound Series 3 "final exam" review
program is designed to supplement
any study materials you have.
The 90 page "final
exam" booklet includes over
400
exam-type questions with full
explanations.
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Four Hour Ethics Training Video
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Four Hour Ethics Video - Futures
$ 80.00

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The CFTC has amended it's rule regarding ethics
training for NFA registrants to allow for flexibility in the format, frequency
and providers of ethics training, and permits each firm to tailor its training
program to better suit its own operations. This has shifted the
responsibility to each firm to adopt and implement appropriate ethics training.
Here's a link to the NFA for specifics:
Ethics
Training Requirements
If you are joining a firm your compliance officer probably has a program
established and you will train under that program.
If you are forming your own CTA, CPO or IB, however, our 4 hour program
that discusses ethical behavior in relation to rules and regulations may suit
your needs.
Here's how the program works: You
complete a worksheet as you watch
the VCR program. Then fax the
worksheet to our administrative
offices where it will be reviewed
for completeness. A certificate of
completion is mailed to you that
will provide support for meeting
this NFA/CFTC requirement.
Contact us regarding the need of an ethics training program for your IB, CTA,
or CPO.
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One Hour Futures Ethics Training Video
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One Hour Ethics Video - Futures
$ 35.00

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You
complete a worksheet as you watch
the VCR program. Then fax the
worksheet to our administrative
offices where it will be reviewed
for completeness. A certificate of
completion is mailed to you that
will provide support for meeting
this NFA/CFTC requirement.
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Four Hour Futures Ethics -- Web based
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4 hour ethics web program
$70.00
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You complete a worksheet as you
watch the program downloaded from the web. Then fax the
worksheet to our administrative
offices where it will be reviewed
for completeness. A
certificate of completion is mailed
to you that will provide support for
meeting this NFA/CFTC requirement.
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Series 3 Study text with 4 hour ethics web program
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Save
$10
Study text with 4 hour ethics
web program
$215.00

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Study
text with ethics web program. You
complete a worksheet as you watch
the video. Then fax the worksheet to
our administrative offices where it
will be reviewed for completeness. A
certificate of completion is mailed
to you that will provide support for
meeting this NFA/CFTC requirement.
Check Out/View Cart
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Series 3 Study text with CD and 4 hour ethics web program
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Save
$10
Study text with CD and 4 hour
ethics web program
$315.00

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Study text with CD
ROM of extra test questions and
ethics web program.
You complete a
worksheet as you watch the video.
Then fax the worksheet to our
administrative offices where it will
be reviewed for completeness. A
certificate of completion is mailed
to you that will provide support for
meeting this NFA/CFTC requirement.

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Series 3 Review Class - southern California only
Click here
for more information
People who have ordered the Series 3 study program have also ordered the
Series 65 and the
Series
30.
CTA, IB, and RIA registration services available!
What is
a CTA? What is a
RIA?
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Be sure to
check out our other products:
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