Securities Exam Preparation, Inc., established in 1972

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We are a consulting organization specializing in self-study test preparation for FINRA, NASAA, and NFA exams.
 

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SERIES 26 EXAM PRODUCTS

Note: All FINRA (NASD) exams are continually being updated.
You should take your exam within 120 days of ordering your study materials!

Series 26 Exam  Investment Company and Variable Contracts Products Registered Principal

The Series 26 limited principal registration is for those who will manage or supervise representatives whose activities are limited to the offer, sale, or purchase of mutual funds, closed end funds, or the sale of variable annuity contracts. Some states require this exam for investment adviser registration.

Prerequisite Series #7 or Series #6 $75 test fee (Form U-4) 2.5 hour time limit

 Test Topics

Approximate Test Questions
Hiring and Qualifications 11
Training of Representatives 19
Supervision 24
Sales Practices 32
Business Processing and Recordkeeping Rules 24

Total 110 questions

Series 26 Exam Study Text

STUDY TEXT
and
Cd-Rom of Final Exams
$260.00


 

  

 

 

The Series 26 exam  study program has 200+ pages and gives you a concise explanation of every topic, section, and sub-section of the exam -- according to FINRA (NASD) study outline. 

The study materials are in a page format that is easy to read and gets right to the key points -- then you practice exam-tough questions! 

The Series 26 study book has 6 key sections with quizzes and explanations -- then you practice 3 Final Tests -with exam-tough questions. 

Over 500 Series 26 simulated exam questions in total!  Nice.

The questions on the CD tell you immediately if you are right or wrong -- and then a complete rationale is given.   The data bank of questions expires after a set time limit .... but more than enough time is allowed to prepare you for the exam!

The Windows only style CD, designed by Jack C. Keir, Inc., has 300+ final exam type questions with detailed explanations.


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Securities Exam Preparation, Inc., established in 1972, is a consulting organization specializing in
self-study test preparation for  FINRA, NASAA, and  NFA exams -- and in registration services for
Investment Advisers, Broker Dealers, Commodity Trading Advisers, and Introducing Brokers.

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