Series 24 Exam General Securities Principal
Any person who manages or supervises representatives in investment banking,
training, solicitation, as well as the general conduct of business operations is
required by FINRA(NASD) to sit for the Series 24 test.
Prerequisite Series #7 (or 62) $105 test fee (Form U-4) 3.5
hour time limit
Test Topics
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Approximate Test
Questions
|
|
Supervision of Investment Banking |
23 |
|
Supervision of Trading and Market Making |
39 |
|
Supervision of Brokerage Office Operations |
34 |
|
Sales Supervision; Employees; Regulatory Framework of FINRA (NASD) |
38 |
|
Compliance and Financial Responsibility |
16 |
|
|
Total 150
questions |
Series 24 Exam Study Text
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STUDY TEXT
$300.00
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The 600+ page, 3-ring binder Series 24 study program is designed to allow you to learn at your own pace and convenience. The program is up-to-date, comprehensive, and written in an easy to understand style. It is
specifically written by a CPA for a self-study approach!
Six key chapters are divided into 4 to 5 sections each that allocate the study material into
short concise modules. Frequent quizzes within each module allow you to start and stop on a test topic.
A separate booklet of Nine Final Exams with detailed explanations will make sure there are no surprises!
Over 1800 exam-type questions!
A "Quick24" Summary booklet is added! This booklet compresses the key points from the study text into convenient outline form -- it summarizes the important points that must be known for the exam! Nice.
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Series 24 Exam Computer CD-ROM
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WINDOWS
CD ROM
$150.00
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The Series 24 CD ROM includes:
- NINE FINAL EXAMS. Over 1,000 exam-type questions and fully-explained answers provide fast and thorough review of major test topics
- Gives you an accurate measure of your likelihood of passing the exam.
- Provides a competitive edge by simulating your Pearson VUE exam --
these questions supplement any study materials you may have!!
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On this single-user system you can take the quizzes as many times as you like, but the
CD expires after a certain time-period from the date of purchase --
you should take the #24 exam within 120 days of buying the CD.
What you need:
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486 Machine or higher, 16 MB RAM, 3 MB hard disk
space
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CD-ROM drive and Windows95 or higher
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color monitor and mouse
What to do:
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The CD-ROM has final "exam-oriented" test questions
-- so just highlight the exam you want to review and hit the Enter
key -- the directions are on the screen!
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The computer keeps track of your score and keeps
track of missed questions -- this insures that you don't skip an
important topic
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Take the final exams until you get an 80% accuracy
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Once you get 80%'s on the finals you'll have the
actual exam locked!
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 Save
$75
Study Text
and CD
$375.00
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Be sure to
check out our other products:
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Securities Exam Preparation, Inc., is a consulting
organization specializing in self-study test preparation for the FINRA ( NASD )
Series 24 exam -- and in registration services for Investment Advisers,
Broker Dealers, Commodity Trading Advisers, and Introducing Brokers.
Assistance is also provided for registration of ForEx (foreign exchange)
merchants and IBs.
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