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QUICK-LIST

ORDERING PAGE FOR THOSE WHO ARE ACQUAINTED
WITH OUR PRODUCTS  -- AND DON'T NEED A DESCRIPTION.

• Registered Representative Level

• Registered Principal Level

EXPANDED ORDER PAGE:

Note: Exams change and all study programs are continually being updated. The CDs expire a set time after purchase. You should take your exam within 120 days of ordering your study materials!

The NASD and the NYSE merged their regulatory authority and the new organization is called FINRA.

REGISTERED REPRESENTATIVE EXAMS:

Series 3

National Commodity Futures Exam (& ForEx)

Study Text	$155.00
CD Test Questions Supplement	$100.00
Study Text AND CD ROM	$255.00
Blue Book of Final Exam Review	$100.00
4 hour ethics web based	$70.00
Study Text with 4 hour ethics web   program	Save$10 $215.00
Study Text with CD and 4 hour ethics web   program	Save $10 $315.00
1-Hour Ethics VCR Program	$35.00
4-Hour Ethics VCR Program	$80.00

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Series 6

Investment Company and Variable Contracts Products Representative
(Mutual Funds and Annuities)
 

Study Text	$75.00
CD Test Questions	$60.00
Study Text AND CD ROM	Save $10 $125.00
Quick 6 Review Book	$35.00
Audio CDs	$30.00

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Series 7

General Securities Registered Representative

Study Text	$225.00
Supplemental CD ROM Test Questions Only	$150.00
Study Text AND CD Test Questions	Save $65 $310.00
Quick 7 Review Book	$50.00
Smart 7 on the Web	$150.00
Smart 7 on the Web + Books + Quick 7	Save $50  $375.00

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Series 11

Assistant Representative - Order Processing

Study Text	$150.00
CD ROM of Final Exams	$100.00
Book and CD Final Exams	Save $50 $200.00

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Series 31

Futures Managed Funds

Study Text	$50.00
CD Test Questions	$50.00
Study Text and CD ROM	Save $5 $95.00

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Series 32

Futures Limited Exam - United Kingdom
 

Study Text

$50.00

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Series 63

Uniform Securities Agent Laws (Blue Sky laws)

Study Text	$60.00
CD Test Questions	$85.00
Study Text AND CD ROM	Save $20 $125.00
Smart 63 on the Web	$100.00
Smart 63 on the Web + Book	Save $25 $135.00

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Series 65

Uniform Registered Investment Adviser Examination (RIA)

Study Text	$140.00
CD ROM Test Questions	$125.00
Study Text AND CD ROM	Save $55 $210.00

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Series 66

Uniform Combined Registered Investment Adviser - State Law
(only valid with the Series 7 exam!)

Study Text	$135.00
CD Test Questions	$125.00
Study Text AND CD ROM	Save $60 $200.00
Quick 66 Summary Booklet	$35.00
Smart 66 on the Web	$125.00
Smart 66 on the Web + Books + Quick 66	Save $95 $200.00

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REGISTERED PRINCIPAL EXAMS:

Series 4

Registered Options Principal

Study Text

$185.00

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Series 9 & 10

General Securities Sales Supervisor

Study Text	$375.00
CD Test Questions	$150.00
Study Text and CD ROM	Save $75 $450.00

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Series 14

NYSE Compliance Official

Study Text

$500.00

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Series 24

General Securities Principal Exam

Study Text	$300.00
CD Test Questions	$150.00
Study Text AND CD ROM	Save $75 $375.00

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Series 26

Investment Company and Variable Contracts Products Registered Principal
(Mutual Funds Principal)

Study Text and CD Rom Questions

$260.00

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Series 27

Financial and Operations Principal

Study Text

$275.00

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Series 30

Branch Office Manager Futures

Study Text and CD ROM

$75.00

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Series 51

Municipal Fund Securities Limited Principal

Study Text

$100.00

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Series 53

Municipal Securities Principal

Study Text

$225.00

CD-ROM of Final Exams

$125.00

Study Text & CD of Final Exams

$275.00

 

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Series 55

Limited Representative - Equity Trader

Study Text

$185.00

 

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