Securities Exam Preparation, Inc., established in 1972

Publishing and Professional Information Services

We are a consulting organization specializing in
self-study test preparation for FINRA, NASAA, and
futures industry exams.

 
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QUICK-LIST


ORDERING PAGE FOR THOSE WHO ARE ACQUAINTED
WITH OUR PRODUCTS  -- AND DON'T NEED A DESCRIPTION.


EXPANDED ORDER PAGE:

Click Here for an expanded Description of Study Programs and an Outline of Exam Topics

Note: Exams change and all study programs are continually being updated. The CDs expire a set time after purchase. You should take your exam within 120 days of ordering your study materials!


REGISTERED REPRESENTATIVE EXAMS:


Series 3 - National Commodity Futures Exam (& ForEx)


Study Text
$155.00 Add To Cart
CD Test Questions Supplement
Windows only
$100.00 add to cart
Study Text AND CD
Windows only
$255.00 add to cart
Study Text with 4 hour ethics web program
Save$10
$195.00
add to cart
Study Text with CD and 4 hour ethics web
program
Windows only
Save $10
$295.00
add to cart
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Series 6 - Investment Company and Variable Contracts Products Representative (Mutual Funds and Annuities)


Exam Study Program
$75.00 add to cart
CD of Test Questions
Windows only
$75.00 add to cart

Program Bundle (Self Study Book, Summary Booklet & CD of Test Questions)
Windows only
Save $90
$95.00
Add To Cart
Quick 6 Summary Booklet
$35.00 add to cart
Smart 6 On The Web
Windows only
$115.00 Add To Cart
SMART 6 On The Web + Study Book +
Quick 6 Summary Booklet
Windows only
Save $50
$145.00
Add To Cart
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Series 7 - General Securities Registered Representative


Study Text
$225.00
Supplemental CDTest Questions Only  
Windows only
$150.00 add to cart
Study Text AND CD Test Questions  
Windows only
Save $65
$310.00
Quick 7 Review Book
$50.00 add to cart
Smart 7 on the Web
Windows only
$150.00 add to cart
Smart 7 on the Web + Books + Quick 7
Windows only
Save $50
$375.00
add to cart

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Series 11 - Assistant Representative - Order Processing


Study Text
$150.00 add to cart
CD of Final Exams
Windows only
$100.00 add to cart
Book and CD Final Exams 
Windows only
Save $50
$200.00
add to cart
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Series 17 - General Securities Representative "Add On" license for U.K. Representatives


Smart 17 on the Web
Windows only
$125.00 add to cart
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Series 31 - Futures Managed Funds


Study Text
$50.00 add to cart
CD Test Questions
Windows only
$50.00 add to cart
Study Text and CD
Windows only
Save $5
$95.00
add to cart
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Series 34 - Retail Off-Exchange Forex Examination


Web-based 4 hour Ethics Training
$50.00 Add To Cart
Series 34 ForEx Course Online
Click Here to order online.
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Series 55 - Limited Representative - Equity Trader

 
Study Text
$185.00
CD of Final Exams
Windows only
$75.00 add to cart
Study Text and CD of Final Exams
Windows only
$210.00 add to cart
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Series 63 - Uniform Securities Agent Laws (Blue Sky laws)


Study Text
  $60.00 add to cart
CD Test Questions
Windows only
  $85.00
Study Text AND CD
Windows only
Save $20
$125.00
Smart 63 on the Web
Windows only
$100.00
Smart 63 on the Web + Book
Windows only
Save $25
$135.00
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Series 65 - Uniform Registered Investment Advisor Examination (RIA)


Study Text
$140.00 add to cart
CD Test Questions
Windows only
$125.00 add to cart

Smart 65 on the Web
Windows only
$135.00 add to cart
Smart 65 on the Web + Books
Windows only
Save $50
$225.00
Add To Cart
Study Text AND CD ROM
Windows only
Save $55
$210.00
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Series 66 - Uniform Combined Registered Investment Advisor - State Law (only valid with the Series 7 exam!)


Study Text
$135.00 add to cart
CD Test Questions
Windows only
 $125.00 add to cart

Study Text AND CD
Windows only
Save $60
$200.00
Quick 66 Summary Booklet
  $35.00
Smart 66 on the Web
Windows only
$125.00
Smart 66 on the Web + Books + Quick 66 
Windows only
Save $95
$225.00
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Series 82 - Limited Representative-Private Securities Offerings Qualification Exam


Study Text
$125.00 add to cart
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REGISTERED PRINCIPAL EXAMS:


Series 4 - Registered Options Principal

 
Study Text
$225.00 add to cart
Series 4 CD of Final Exams
Windows only
$135.00 add_to_cart.gif
Study Text and CD of Final Exams
Windows only
Save $60
$300.00
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Series 9 & 10 - General Securities Sales Supervisor


Study Text
$375.00 add to cart
CD Test Questions  
Windows only
 $150.00 add to cart
Study Text and CD
Windows only
 Save $75
$450.00
add to cart
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Series 24 - General Securities Principal Exam

 
Study Text
$300.00
CD Test Questions 
Windows only
$150.00 add to cart
Study Text AND CD
Windows only
Save $50
$375.00
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Series 26 - Investment Company and Variable Contracts Products Registered Principal (Mutual Funds Principal)


Study Text and CD Questions
Windows only
$225.00

add to cart
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Series 27 - Financial and Operations Principal

 
Study Text
$250.00

add to cart
CD of Final Exams
Windows only
$150.00 add to cart
Book and CD Final Exams
Windows only
Save $85
$315.00
add to cart
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Series 30 - Branch Office Manager Futures


Study Text and CD
Windows only

$75.00

add to cart
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Series 51 - Municipal Fund Securities Limited Principal

 
Study Text
$100.00
CD of Final Exams
Windows only
$75.00 add to cart
Study Text & CD of Final Exams
Windows only
$125.00 add to cart
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Series 53 - Municipal Securities Principal

 
Study Text
$225.00
CD of Final Exams
Windows only
$125.00 add to cart
Study Text & CD of Final Exams
Windows only
$275.00 add to cart

OTHERS:


Series 56 - Proprietary Traders

 
Study Text
$150.00
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Series 99 - Operations Professional Exam

 
Study Text
$125.00
add to cart
CD of Final Exams
Windows only
$75.00 add to cart
Study Text & CD of Final Exams
Windows only
Save $50
$150.00
add to cart

 

 

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