Securities Exam Preparation, Inc., established in 1972

Publishing and Professional Information Services

We are a consulting organization specializing in
self-study test preparation for FINRA, NASAA, and
futures industry exams.

 
Check Out/View Cart

On-Line Securities Exam Preparation


Live Internet Classes


These exam prep courses provide a convenient and concise alternative to a classroom-style review program:

»They provide the advantage of a live class by being able to ask questions and maintain the flexibility of moving from topic to topic

»Plus they are presented in a condensed series of 3 hour sessions allowing you spend the rest of your day studying or checking with the office for work-related tasks!

Classes are conducted with a live instructor via internet delivery at Eastern Standard Time.

Here are the steps:

1) Sign up by registering for the classes listed below
2) You will be sent an email confirming that you have placed your order and then you will  receive two additional emails:
    • one with the tracking number of your study program, and
    • one with your registration and login instructions to the class as well as how to download your syllabus and "cheat sheets" used during the class

3) You need to have read your study book(s) prior to class

Costs to ship the study program to your are included in the price of the course. Shipping is ground UPS delivery. There are additional charges if you request expedited delivery or are outside of the continental U.S. When you place your order please tell us if you wish faster delivery and we will reply with the additional charge.

Note: You must use Pass Perfect study materials for this class.

Series

 

Prices:

Books

Tuition

Total

3-National Commodity Futures (& ForEx)

Two 3 hour sessions

Feb. 7-8, 2011
8:30-11:30am EST

$155
$250
$405.00

6-Investment Company & Variable Contracts Products Representative

Four 3 hour sessions
*To be announced
$ 75
$225
$300.00

7-General Securities Registered Representative

Five 3 hour sessions

$225
$275
$500.00
Feb. 14-18, 2011
Noon-3pm EST

Mar. 7-11, 2011
Noon-3pm EST
Apr. 11-15, 2011
Noon-3pm EST

9 only - General Securities Sales Supervisor
Two 3 hour sessions
*Note: book is for both 9 & 10 - if you plan to take both...see combined offer

Mar. 14-15, 2011
9am-12pm EST
Add to Cart

May 23-24, 2011
9am-12pm EST
Add to Cart
$375*
$200
$575.00

10 only - General Securities Sales Supervisor

Three 3 hour sessions
*
Note: book is for both 9 & 10 - if you plan to take both...see combined offer

Mar. 16-18, 2011
9am-12pm EST
Add to Cart

May 25-27, 2011
9am-12pm EST
Add to Cart
$375*
$250
$625.00

*Save $50 - Combined Offer: 9 & 10-General Securities Sales Supervisor

9 = Two 3 hours sessions | 10 = Three 2 hours sessions

Series 9:
Mar. 14-15, 2011
9am-12pm EST

         and
Series 10:
Mar. 16-18, 2011
9am-12pm EST

Add to Cart

Series 9:
May 23-24, 2011
9am-12pm EST

         and
Series 10:
May 25-27, 2011
9am-12pm EST
Add to Cart
$375*
$400
$775.00

24-General Securities Principal

Four 3 hour sessions

Feb. 7-10, 2011
Noon-3pm EST

 

$300
$250
$550.00

65-Uniform Registered Investment Advisor

Four 3 hour sessions
Feb. 21-24, 2011
9am-12pm EST
Add to Cart
$140
$250
$390.00

66-Uniform Combined Registered Investment
Advisor - State Laws

Four 3 hour sessions
*To be announced
$135
$250
$385.00

 

Online Securities Exam Preparation Schedule

 

There are no refunds of class tuition.  Students may reschedule to a class of a later date for a period of 6 months from the date of initial registration.  Study books may be refunded under the following conditions:

  • Materials must be returned in their original packaging, unopened, within 10 days of receipt.

  • The refund will be the amount charged for the training materials less a 10% administrative charge.

  • The materials must be received in an unused resalable condition.

  • Shipping charges are not refunded.

  • Shipping charges will apply to shipments that are refused delivery by the customer and returned to SEP.

2
logo

logo

1