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If I work in a state that doesn’t register representatives of investment advisers can the company I want to join make me take the Series 65 exam?
Do I need the Series 65 exam if I’m just getting referral fees from an investment adviser for clients that I soliciting?
If I change employment to another investment adviser, do I have to do anything special?
I work in a state that doesn’t license representatives of an investment adviser — will my Series 65 exam “expire”?
If I have passed the Series 65 exam but haven’t completed the registration process, do I have to sit for the exam again?
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Is there a cost to taking the Series 65 exam?
The test application for the Series 65 exam is $120.00
Posted in
Exams
on June 8th, 2008
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What’s on the Series 65 Exam?
Do I need a sponsor in order to sit for the 65 exam?
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