Securities Exam Preparation Blog

    Securities Exam Preparation  | Securities Exam Blog
  • Categories

    • Consulting
    • Exams
    • Professional Designations
    • Series 11
    • Series 24
    • Series 65
    • Series 66
    • Series 7
  • Recent Posts

    • If I work in a state that doesn’t register representatives of investment advisers can the company I want to join make me take the Series 65 exam?
    • Do I need the Series 65 exam if I’m just getting referral fees from an investment adviser for clients that I soliciting?
    • If I change employment to another investment adviser, do I have to do anything special?
    • I work in a state that doesn’t license representatives of an investment adviser — will my Series 65 exam “expire”?
    • If I have passed the Series 65 exam but haven’t completed the registration process, do I have to sit for the exam again?
  • Archives

    • September 2008
    • August 2008
    • July 2008
    • June 2008
    • December 2007
    • November 2007

If I don’t take the exam for some reason can I get a refund of the test application fee?

  No.  There are no refunds.

Posted in Exams on June 13th, 2008
RSS 2.0 Trackback.

Leave a Reply

You must be logged in to post a comment.

« Once I pay the application fee, how soon can I take the exam? Where do I take the Series 65 exam? »
  • Calendar

    January 2009
    M T W T F S S
    « Sep    
     1234
    567891011
    12131415161718
    19202122232425
    262728293031  
  • Blogroll

    • Securities Exam Preparation, Inc.
  • Meta

    • Login
    • Entries RSS
    • Valid XHTML
Securities Exam Preparation Blog powered by WordPress Designed by WPDesigner Modified by Propy Maintained by Judy Rose