I work in a state that doesn’t license representatives of an investment adviser — will my Series 65 exam “expire”?
Yes. After two years of not being licensed in a state requiring the Series 65, your exam will be shown on the CRD record as “expired.”
If you’ve been working as an investment adviser representative in a state that doesn’t require registration, most states have discretion to waive the requirement to retake the exam. Usually a statement from your employer regarding your duties is necessary.
If you’re registered in multiple states but live in a state that doesn’t require the exam, and the others do, then you’ve met the requirement of being continually registered.
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