How do I apply for the Series 65 Exam?
If you’re with a firm, the compliance officer files a U-4 form with FINRA. If you’re an individual you complete a form U-10 and send it to FINRA with the appropriate fee. You can also file the U-10 form online. Refer to our Links page.
Note that NASAA creates all the test questions, but they have an agreement with FINRA to administer the exams through
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