Securities Exam Preparation Inc http://www.securitiesexam.com/journal SEP is a consulting organization specializing in self-study test preparation for FINRA, NASAA, and NFA exams. Sun, 05 Feb 2012 00:49:16 +0000 en hourly 1 http://wordpress.org/?v=3.3.1 Are there prerequisites to the Series 65 exam? http://www.securitiesexam.com/journal/archives/40 http://www.securitiesexam.com/journal/archives/40#comments Sun, 08 Jun 2008 15:22:05 +0000 Securities Exam http://www.securitiesexam.com/journal/index.php/are-there-prerequisites-to-the-series-65-exam/ http://www.securitiesexam.com/journal/archives/40/feed 0 How do I become a Certified Financial Planner? http://www.securitiesexam.com/journal/archives/8 http://www.securitiesexam.com/journal/archives/8#comments Sun, 02 Dec 2007 23:32:52 +0000 Securities Exam http://www.securitiesexam.com/journal/index.php/how-do-i-become-a-certified-financial-planner/ http://www.securitiesexam.com/journal/archives/8/feed 0 How do you set up an Introducing Broker for Commodity Futures? http://www.securitiesexam.com/journal/archives/5 http://www.securitiesexam.com/journal/archives/5#comments Fri, 30 Nov 2007 02:32:55 +0000 Securities Exam http://www.securitiesexam.com/journal/index.php/how-do-you-set-up-an-iintroducing-broker-for-commodity-futures/ http://www.securitiesexam.com/journal/archives/5/feed 0 Who updates the Series 65 exam, and how often is that done? http://www.securitiesexam.com/journal/archives/19 http://www.securitiesexam.com/journal/archives/19#comments Thu, 12 Jun 2008 05:11:54 +0000 Securities Exam http://www.securitiesexam.com/journal/index.php/who-updates-the-series-65-exam-and-how-often-is-that-done/ http://www.securitiesexam.com/journal/archives/19/feed 0 If I failed the Series 66 can I immediately sit for the Series 65 exam? http://www.securitiesexam.com/journal/archives/27 http://www.securitiesexam.com/journal/archives/27#comments Mon, 11 Apr 2011 20:56:18 +0000 Securities Exam http://www.securitiesexam.com/journal/index.php/if-i-failed-the-series-66-can-i-immediately-sit-for-the-series-65-exam/ http://www.securitiesexam.com/journal/archives/27/feed 0 What is the Series 11 exam? http://www.securitiesexam.com/journal/archives/9 http://www.securitiesexam.com/journal/archives/9#comments Sun, 02 Dec 2007 23:39:21 +0000 Securities Exam http://www.securitiesexam.com/journal/index.php/what-is-the-series-11-exam/ http://www.securitiesexam.com/journal/archives/9/feed 0 Do I need a sponsor in order to sit for the 65 exam? http://www.securitiesexam.com/journal/archives/39 http://www.securitiesexam.com/journal/archives/39#comments Sun, 08 Jun 2008 15:06:30 +0000 Securities Exam http://www.securitiesexam.com/journal/index.php/do-i-need-a-sponsor-in-order-to-sit-for-the-65-exam/ http://www.securitiesexam.com/journal/archives/39/feed 0 Why can’t I just sit for the Series 7 and Series 66 exams instead of the Series 65 exam? http://www.securitiesexam.com/journal/archives/29 http://www.securitiesexam.com/journal/archives/29#comments Tue, 19 Aug 2008 14:02:00 +0000 Securities Exam http://www.securitiesexam.com/journal/index.php/why-can%e2%80%99t-i-just-sit-for-the-series-7-and-series-66-exams-instead-of-the-series-65-exam/ http://www.securitiesexam.com/journal/archives/29/feed 0 How do I become a Chartered Financial Analyst (CFA)? http://www.securitiesexam.com/journal/archives/7 http://www.securitiesexam.com/journal/archives/7#comments Sat, 01 Dec 2007 23:00:12 +0000 Securities Exam http://www.securitiesexam.com/journal/index.php/how-do-i-become-a-chartered-financial-analyst-cfa/ http://www.securitiesexam.com/journal/archives/7/feed 0 I work in a state that doesn’t license representatives of an investment adviser — will my Series 65 exam “expire”? http://www.securitiesexam.com/journal/archives/31 http://www.securitiesexam.com/journal/archives/31#comments Sun, 29 May 2011 17:27:29 +0000 Securities Exam http://www.securitiesexam.com/journal/index.php/i-work-in-a-state-that-doesn%e2%80%99t-license-representatives-of-an-investment-adviser-will-my-series-65-exam-%e2%80%9cexpire%e2%80%9d/ http://www.securitiesexam.com/journal/archives/31/feed 0 How Do I Become A Stockbroker? http://www.securitiesexam.com/journal/archives/6 http://www.securitiesexam.com/journal/archives/6#comments Fri, 30 Nov 2007 10:52:45 +0000 Securities Exam http://www.securitiesexam.com/journal/index.php/how-do-i-become-a-stockbroker/ http://www.securitiesexam.com/journal/archives/6/feed 0 What is a Registered Investment Adviser and how do you become one? http://www.securitiesexam.com/journal/archives/1 http://www.securitiesexam.com/journal/archives/1#comments Sun, 25 Nov 2007 00:42:33 +0000 Securities Exam http://securitiesexam.com/info/?p=1 http://www.securitiesexam.com/journal/archives/1/feed 0 Do I have to be a U.S. citizen in order to sit for the Series 65 Exam? http://www.securitiesexam.com/journal/archives/18 http://www.securitiesexam.com/journal/archives/18#comments Tue, 10 Jun 2008 10:07:53 +0000 Securities Exam http://www.securitiesexam.com/journal/index.php/do-i-have-to-be-a-us-citizen-in-order-to-sit-for-the-series-65-exam/ http://www.securitiesexam.com/journal/archives/18/feed 0 2010 Passing Score Change for Series 66 Exam http://www.securitiesexam.com/journal/archives/42 http://www.securitiesexam.com/journal/archives/42#comments Wed, 02 Mar 2011 07:30:46 +0000 Securities Exam http://www.securitiesexam.com/journal/?p=42 http://www.securitiesexam.com/journal/archives/42/feed 0 Are there any waivers for the Series 65 exam? http://www.securitiesexam.com/journal/archives/24 http://www.securitiesexam.com/journal/archives/24#comments Wed, 02 Jul 2008 01:48:05 +0000 Securities Exam http://www.securitiesexam.com/journal/index.php/are-there-any-waivers-for-the-series-65-exam/ http://www.securitiesexam.com/journal/archives/24/feed 0 What is the passing score on the Series 65 Exam? http://www.securitiesexam.com/journal/archives/17 http://www.securitiesexam.com/journal/archives/17#comments Mon, 09 Jun 2008 14:34:52 +0000 Securities Exam http://www.securitiesexam.com/journal/index.php/what-is-the-passing-score-on-the-series-65-exam/ http://www.securitiesexam.com/journal/archives/17/feed 0 What’s on the Series 65 Exam? http://www.securitiesexam.com/journal/archives/16 http://www.securitiesexam.com/journal/archives/16#comments Sun, 08 Jun 2008 09:02:12 +0000 Securities Exam http://www.securitiesexam.com/journal/index.php/what%e2%80%99s-on-the-series-65-exam/ http://www.securitiesexam.com/journal/archives/16/feed 0 What is the Series 24 exam? http://www.securitiesexam.com/journal/archives/11 http://www.securitiesexam.com/journal/archives/11#comments Wed, 05 Dec 2007 00:31:19 +0000 Securities Exam http://www.securitiesexam.com/journal/index.php/what-is-the-series-24-exam/ http://www.securitiesexam.com/journal/archives/11/feed 0 2010 Changes in Passing Score for Series 65 Exam http://www.securitiesexam.com/journal/archives/48 http://www.securitiesexam.com/journal/archives/48#comments Mon, 02 May 2011 05:04:18 +0000 Securities Exam http://www.securitiesexam.com/journal/?p=48 http://www.securitiesexam.com/journal/archives/48/feed 0 How many times can I retake the Series 65 exam? http://www.securitiesexam.com/journal/archives/35 http://www.securitiesexam.com/journal/archives/35#comments Sat, 19 Jul 2008 10:28:07 +0000 Securities Exam http://www.securitiesexam.com/journal/index.php/how-many-times-can-i-retake-the-series-65-exam/ http://www.securitiesexam.com/journal/archives/35/feed 0