Series 62 Exam Corporate Securities Limited
Representative
The Series 62 test is a limited exam for any person who works for a broker/dealer and will transact business in corporate securities -- generally meaning corporate stocks, corporate bonds, rights, warrants, real estate investment trusts, collateralized mortgage obligations, and securities of closed-end companies.
NOTE: This registration does not cover mutual funds, variable annuities, options, limited partnerships, or municipal securities.
No prerequisite $75 test fee (Form U-4) 2.5 hour time limit
Test Topics
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Approximate Test
Questions
|
|
Characteristics of corporate securities |
28 |
|
Valuing corporate securities |
14 |
|
Market for corporate securities |
31 |
|
Handling customer accounts |
42 |
|
|
Total 115
questions |
Series 62 Exam Study Text
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STUDY TEXT
$200.00
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Even though the Series 62 exam is categorized into the four broad categories above, Securities Exam's 8 1/2" by 11" 800+ page three-ring binder study program is divided into
nine key sections that we've identified as "must know areas".
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|
In addition to the
questions through-out the study program,
Seven Final Exams in a separate book will prepare you for the real test. All questions have full explanations.
Over 1200 questions and explanations in total.
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